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"vesting_terms_id": "4yr-1yr-cliff-schedule", "vestings": [ { "date": "2023-02-01", "amount": "1200" }, { "date": "2023-03-01", "amount": "100" }, { "date": "2023-04-01", "amount": "100" }, { "date": "2023-05-01", "amount": "100" }, { "date": "2023-06-01", "amount": "100" }, { "date": "2023-07-01", "amount": "100" }, { "date": "2023-08-01", "amount": "100" }, { "date": "2023-09-01", "amount": "100" }, { "date": "2023-10-01", "amount": "100" }, { "date": "2023-11-01", "amount": "100" }, { "date": "2023-12-01", "amount": "100" }, { "date": "2024-01-01", "amount": "100" }, { "date": "2024-02-01", "amount": "100" }, { "date": "2024-03-01", "amount": "100" }, { "date": "2024-04-01", "amount": "100" }, { "date": "2024-05-01", "amount": "100" }, { "date": "2024-06-01", "amount": "100" }, { "date": "2024-07-01", "amount": "100" }, { "date": "2024-08-01", "amount": "100" }, { "date": "2024-09-01", "amount": "100" }, { "date": "2024-10-01", "amount": "100" }, { "date": "2024-11-01", "amount": "100" }, { "date": "2024-12-01", "amount": "100" }, { "date": "2025-01-01", "amount": "100" }, { "date": "2025-02-01", "amount": "100" }, { "date": "2025-03-01", "amount": "100" }, { "date": "2025-04-01", "amount": "100" }, { "date": "2025-05-01", "amount": "100" }, { "date": "2025-06-01", "amount": "100" }, { "date": "2025-07-01", "amount": "100" }, { "date": "2025-08-01", "amount": "100" }, { "date": "2025-09-01", "amount": "100" }, { "date": "2025-10-01", "amount": "100" }, { "date": "2025-11-01", "amount": "100" }, { "date": "2025-12-01", "amount": "100" }, { "date": "2026-01-01", "amount": "100" }, { "date": "2026-02-01", "amount": "100" } ] }, { "object_type": "TX_VESTING_START", "id": "test-stock-issuance-security-id-vesting-start", "security_id": "test-stock-issuance-security-id", "vesting_condition_id": "vesting-start", "date": "2021-01-10" }, { "object_type": "TX_STOCK_REISSUANCE", "id": "test-stock-reissuance-minimal", "security_id": "test-security-id", "date": "2022-02-01", "resulting_security_ids": [ "resultant-security-id-1", "resultant-security-id-2", "resultant-security-id-3" ] }, { "object_type": "TX_STOCK_CONSOLIDATION", "id": "test-stock-consolidation", "resulting_security_id": "consolidated-security-id", "date": "2022-02-01", "security_ids": [ "consolidating-security-id-1", "consolidating-security-id-2" ], "reason_text": "We want to colsolidate these positions for ease of management." }, { "object_type": "TX_STOCK_REISSUANCE", "id": "test-stock-reissuance-full-fields", "security_id": "test-security-id", "date": "2022-02-01", "resulting_security_ids": [ "resultant-security-id-1", "resultant-security-id-2", "resultant-security-id-3" ], "comments": ["Here is a comment", "Here is another comment"] }, { "object_type": "TX_STOCK_REPURCHASE", "id": "test-stock-repurchase-minimal", "security_id": "test-security-id", "date": "2022-02-01", "price": { "amount": "3.00", "currency": "USD" }, "quantity": "33" }, { "object_type": "TX_STOCK_REPURCHASE", "id": "test-stock-repurchase-full-fields", "security_id": "test-security-id", "date": "2022-02-01", "price": { "amount": "3.00", "currency": "USD" }, "quantity": "33", "consideration_text": "3.00 CAD", "comments": ["Here is a comment", "Here is another comment"], "balance_security_id": "balance-security-id" }, { "object_type": "TX_STOCK_RETRACTION", "id": "test-stock-retraction-minimal", "security_id": "test-security-id", "date": "2022-02-01", "reason_text": "Retract the stocks" }, { "object_type": "TX_STOCK_RETRACTION", "id": "test-stock-retraction-full-fields", "security_id": "test-security-id", "date": "2022-02-01", "reason_text": "Retract the stocks", "comments": ["Here is a comment", "Here is another comment"] }, { "object_type": "TX_STOCK_CLASS_SPLIT", "id": "common-2-for-1-split", "date": "2022-02-01", "stock_class_id": "8d8371e8-d41d-4a49-9f42-b91758fd155d", "split_ratio": { "numerator": "2", "denominator": "1" } }, { "object_type": "TX_STOCK_CLASS_CONVERSION_RATIO_ADJUSTMENT", "id": "change-conversion-ratio-following-down-round", "date": "2022-11-02", "stock_class_id": "8d8371e8-d41d-4a49-9f42-b91758fd155d", "new_ratio_conversion_mechanism": { "type": "RATIO_CONVERSION", "rounding_type": "CEILING", "conversion_price": { "amount": "0.20", "currency": "USD" }, "ratio": { "numerator": "1.00", "denominator": "0.20" } }, "comments": [ "Broad-based anti-dilution repricing due to massive down-round. Calculated by Law Firms R Us LLP on November 1st, 2022." ] }, { "object_type": "TX_STOCK_CLASS_AUTHORIZED_SHARES_ADJUSTMENT", "id": "decrease-authorized-series-a-preferred-after-financing", "date": "2022-12-16", "stock_class_id": "series-a-preferred-stock", "new_shares_authorized": "9365000", "board_approval_date": "2022-12-16", "comments": [ "10,000,000 Series A Preferred shares were authorized for issuance and offered for sale, however only 9,365,000 were sold. Board authorized reduction in authorized shares to 9,365,000 shares." ] }, { "object_type": "TX_STOCK_REISSUANCE", "id": "test-stock-split-minimal", "security_id": "test-security-id", "date": "2022-02-01", "resulting_security_ids": [ "resultant-security-id-1", "resultant-security-id-2" ], "split_transaction_id": "test-split1-common" }, { "object_type": "TX_STOCK_REISSUANCE", "id": "test-stock-split-full-fields", "security_id": "test-security-id", "date": "2022-02-01", "resulting_security_ids": [ "resultant-security-id-1", "resultant-security-id-2" ], "split_transaction_id": "test-split1-common", "reason_text": "Reissue due to 2-for-1 Common stock split", "comments": ["Here is a comment", "Here is another comment"] }, { "object_type": "TX_STOCK_TRANSFER", "id": "test-stock-transfer-minimal", "security_id": "test-security-id", "date": "2022-02-01", "resulting_security_ids": [ "resultant-security-id-1", "resultant-security-id-2", "resultant-security-id-3" ], "quantity": "10" }, { "object_type": "TX_STOCK_TRANSFER", "id": "test-stock-transfer-full-fields", "security_id": "test-security-id", "date": "2022-02-01", "resulting_security_ids": [ "resultant-security-id-1", "resultant-security-id-2", "resultant-security-id-3" ], "quantity": "10", "comments": ["Here is a comment", "Here is another comment"], "consideration_text": "1.00 USD", "balance_security_id": "balance-security-id" }, { "object_type": "TX_WARRANT_ACCEPTANCE", "id": "test-warrant-acceptance-minimal", "security_id": "test-security-id", "date": "2022-02-01" }, { "object_type": "TX_WARRANT_ACCEPTANCE", "id": "test-warrant-acceptance-full-fields", "security_id": "test-security-id", "date": "2022-02-01", "comments": ["Here is a comment", "Here is another comment"] }, { "object_type": "TX_WARRANT_CANCELLATION", "id": "test-warrant-cancellation-minimal", "security_id": "test-security-id", "date": "2022-02-01", "reason_text": "Warrant needs to be cancelled", "quantity": "1000" }, { "object_type": "TX_WARRANT_CANCELLATION", "id": "test-warrant-cancellation-full-fields", "security_id": "test-security-id", "date": "2022-02-01", "reason_text": "Warrant needs to be cancelled", "quantity": "1000", "comments": ["Here is a comment", "Here is another comment"], "balance_security_id": "balance-security-id" }, { "object_type": "TX_WARRANT_EXERCISE", "id": "test-warrant-exercise-minimal", "security_id": "test-security-id", "date": "2022-02-01", "trigger_id": "TRIGGER.1", "resulting_security_ids": [ "resultant-security-id-1", "resultant-security-id-2" ] }, { "object_type": "TX_WARRANT_EXERCISE", "id": "test-warrant-exercise-full-fields", "security_id": "test-security-id", "date": "2022-02-01", "trigger_id": "TRIGGER.1", "resulting_security_ids": [ "resultant-security-id-1", "resultant-security-id-2" ], "comments": ["Here is a comment", "Here is another comment"], "consideration_text": "1.23 USD" }, { "object_type": "TX_WARRANT_ISSUANCE", "id": "test-warrant-issuance-minimal", "security_id": "test-warrant-id", "date": "2022-02-01", "stakeholder_id": "stakeholder-id", "custom_id": "W-1", "security_law_exemptions": [], "quantity": "1000", "quantity_source": "INSTRUMENT_FIXED", "exercise_price": { "amount": "1.00", "currency": "USD" }, "purchase_price": { "amount": "1.00", "currency": "USD" }, "exercise_triggers": [ { "trigger_id": "WARRANT-1.TRIG.1", "nickname": "Automatic exercise immediately prior to qualified public offering", "trigger_description": "Warrant shall be deemed exercise immediately prior to consummation to a qualified public offering.", "trigger_condition": "Qualified Public Offering means the issuance by the issuer or any direct or indirect parent of the issuer of its common Equity Interests in an underwritten primary public offering (other than a public offering pursuant to a registration statement on Form S-8) pursuant to an effective registration statement filed with the U.S. Securities and Exchange Commission in accordance with the Securities Act of 1933, as amended.", "type": "AUTOMATIC_ON_CONDITION", "conversion_right": { "type": "WARRANT_CONVERSION_RIGHT", "conversion_mechanism": { "type": "FIXED_AMOUNT_CONVERSION", "converts_to_quantity": "10000.00" }, "converts_to_stock_class_id": "stock-class-id" } } ], "warrant_expiration_date": "2032-02-01" }, { "object_type": "TX_WARRANT_ISSUANCE", "id": "test-warrant-issuance-minimal-estimated-quant", "security_id": "test-warrant-id", "date": "2022-02-01", "stakeholder_id": "stakeholder-id", "custom_id": "W-1", "security_law_exemptions": [], "quantity": "1000", "quantity_source": "HUMAN_ESTIMATED", "exercise_price": { "amount": "1.00", "currency": "USD" }, "purchase_price": { "amount": "1.00", "currency": "USD" }, "exercise_triggers": [ { "trigger_id": "WARRANT-1.TRIG.1", "nickname": "Automatic exercise immediately prior to qualified public offering", "trigger_description": "Warrant shall be deemed exercise immediately prior to consummation to a qualified public offering.", "trigger_condition": "Qualified Public Offering means the issuance by the issuer or any direct or indirect parent of the issuer of its common Equity Interests in an underwritten primary public offering (other than a public offering pursuant to a registration statement on Form S-8) pursuant to an effective registration statement filed with the U.S. Securities and Exchange Commission in accordance with the Securities Act of 1933, as amended.", "type": "AUTOMATIC_ON_CONDITION", "conversion_right": { "type": "WARRANT_CONVERSION_RIGHT", "conversion_mechanism": { "type": "FIXED_AMOUNT_CONVERSION", "converts_to_quantity": "10000.00" }, "converts_to_stock_class_id": "stock-class-id" } } ], "warrant_expiration_date": "2032-02-01" }, { "object_type": "TX_WARRANT_ISSUANCE", "id": "test-warrant-issuance-full-fields", "security_id": "test-warrant-security-id", "date": "2022-02-01", "security_law_exemptions": [ { "description": "Exemption", "jurisdiction": "US" } ], "board_approval_date": "2022-02-01", "stakeholder_id": "stakeholder-id", "consideration_text": "1.00 USD", "custom_id": "W-2", "quantity": "22538", "exercise_triggers": [ { "trigger_id": "WARRANT-1.TRIG.1", "nickname": "Exercisable Until Expiration", "trigger_description": "The warrant is exercisable from its date of issuance until its expiration on February 2, 2032.", "type": "ELECTIVE_IN_RANGE", "start_date": "2010-01-01", "end_date": "2032-02-01", "conversion_right": { "type": "WARRANT_CONVERSION_RIGHT", "conversion_mechanism": { "type": "FIXED_AMOUNT_CONVERSION", "converts_to_quantity": "22538" }, "converts_to_stock_class_id": "stock-class-id" } } ], "purchase_price": { "amount": "1.00", "currency": "USD" }, "exercise_price": { "amount": "1.00", "currency": "USD" }, "comments": ["Here is a comment", "Here is another comment"], "vesting_terms_id": "one-year-quarterly", "vestings": [ { "date": "2022-05-01", "amount": "5635" }, { "date": "2022-08-01", "amount": "5634" }, { "date": "2022-11-01", "amount": "5635" }, { "date": "2023-02-01", "amount": "5634" } ], "warrant_expiration_date": "2032-02-01" }, { "object_type": "TX_WARRANT_ISSUANCE", "id": "test-valuation-based-warrant-issuance-full-fields", "security_id": "test-warrant-security-id", "date": "2022-02-01", "security_law_exemptions": [ { "description": "Exemption", "jurisdiction": "US" } ], "board_approval_date": "2022-02-01", "stakeholder_id": "stakeholder-id", "consideration_text": "1.00 USD", "custom_id": "W-2", "quantity": "1000", "exercise_triggers": [ { "trigger_id": "WARRANT-1.FINANCING-TRIG", "nickname": "Exercised at next financing", "trigger_description": "The warrant automatically exercises at the next financing with conversion amount determined by the valuation in the financing.", "type": "AUTOMATIC_ON_CONDITION", "trigger_condition": "This warrant will be automatically exercised upon the closing of the Company's next preferred equity financing with total proceeds in excess of $100,000,000.00", "conversion_right": { "type": "WARRANT_CONVERSION_RIGHT", "conversion_mechanism": { "type": "VALUATION_BASED_CONVERSION", "valuation_type": "CAP", "valuation_amount": { "amount": "1000000000.00", "currency": "USD" } }, "converts_to_future_round": true } } ], "purchase_price": { "amount": "1.00", "currency": "USD" }, "exercise_price": { "amount": "1.00", "currency": "USD" }, "comments": ["Here is a comment", "Here is another comment"], "vesting_terms_id": "4yr-1yr-cliff-schedule", "warrant_expiration_date": "2032-02-01" }, { "object_type": "TX_WARRANT_ISSUANCE", "id": "test-pps-based-warrant-issuance-full-fields", "security_id": "test-warrant-security-id", "date": "2022-02-01", "security_law_exemptions": [ { "description": "Exemption", "jurisdiction": "US" } ], "board_approval_date": "2022-02-01", "stakeholder_id": "stakeholder-id", "consideration_text": "100,000.00 USD", "custom_id": "W-2", "exercise_triggers": [ { "trigger_id": "WARRANT-1.FINANCING-TRIG", "nickname": "Exercised at next qualified financing", "trigger_description": "The warrant automatically exercises at the next financing with conversion amount determined by the valuation in the financing.", "type": "AUTOMATIC_ON_CONDITION", "trigger_condition": "This warrant will be automatically exercised upon the closing of the Company's next preferred equity financing with total proceeds in excess of $100,000,000.00", "conversion_right": { "type": "WARRANT_CONVERSION_RIGHT", "conversion_mechanism": { "type": "PPS_BASED_CONVERSION", "description": "The Holder is entitled, at the next Qualified Financing, to purchase from the Company such number of Preferred Shares as are equal to $100,000 divided by the Exercise Price. 'Exercise Price' shall mean the price per share paid by the investors in the next Qualified Financing less $1.12, unless such price is less than $1.12, in which case the Exercise Price shall be $0.01.", "discount": true, "discount_amount": { "amount": "1.12", "currency": "USD" } }, "converts_to_future_round": true } } ], "purchase_price": { "amount": "100000.00", "currency": "USD" }, "comments": ["Here is a comment", "Here is another comment"], "warrant_expiration_date": "2032-02-01" }, { "object_type": "TX_VESTING_START", "id": "test-warrant-security-id-vesting-start", "security_id": "test-warrant-security-id", "vesting_condition_id": "vesting-start", "date": "2021-01-10" }, { "object_type": "TX_WARRANT_RETRACTION", "id": "test-warrant-retraction-minimal", "security_id": "test-security-id", "date": "2022-02-01", "reason_text": "Need to retract" }, { "object_type": "TX_WARRANT_RETRACTION", "id": "test-warrant-retraction-full-fields", "security_id": "test-security-id", "date": "2022-02-01", "reason_text": "Need to retract", "comments": ["Here is a comment", "Here is another comment"] }, { "object_type": "TX_WARRANT_TRANSFER", "id": "test-warrant-transfer-minimal", "security_id": "test-security-id", "date": "2022-02-01", "resulting_security_ids": ["resultant-security-id-1"], "quantity": "10000" }, { "object_type": "TX_WARRANT_TRANSFER", "id": "test-warrant-transfer-full-fields", "security_id": "test-security-id", "date": "2022-02-01", "resulting_security_ids": [ "resultant-security-id-1", "resultant-security-id-2" ], "quantity": "10000", "comments": ["Here is a comment", "Here is another comment"], "consideration_text": "0.50 USD", "balance_security_id": "balance-security-id" }, { "object_type": "TX_STOCK_PLAN_POOL_ADJUSTMENT", "id": "increase_sop_pool", "comments": ["Increased for upcoming financing."], "date": "2022-11-14", "stock_plan_id": "2022 Stock Option Plan", "board_approval_date": "2022-11-14", "stockholder_approval_date": "2022-11-14", "shares_reserved": "100000000" }, { "object_type": "CE_STAKEHOLDER_RELATIONSHIP", "id": "change-event-stakeholder-relationship-started-sample", "comments": ["Here is a comment", "Here is another comment"], "stakeholder_id": "91c51259-87a0-42bc-b8c7-cf99d295cc8a", "date": "2024-01-01", "relationship_started": "INVESTOR" }, { "object_type": "CE_STAKEHOLDER_RELATIONSHIP", "id": "change-event-stakeholder-relationship-ended-sample", "comments": ["Here is a comment", "Here is another comment"], "stakeholder_id": "91c51259-87a0-42bc-b8c7-cf99d295cc8a", "date": "2024-06-07", "relationship_ended": "BOARD_MEMBER" }, { "object_type": "CE_STAKEHOLDER_RELATIONSHIP", "id": "change-event-stakeholder-relationship-both-started-and-ended-sample", "comments": ["Here is a comment", "Here is another comment"], "stakeholder_id": "91c51259-87a0-42bc-b8c7-cf99d295cc8a", "date": "2024-09-10", "relationship_started": "CONSULTANT", "relationship_ended": "EMPLOYEE" }, { "object_type": "CE_STAKEHOLDER_STATUS", "id": "change-event-stakeholder-status-sample", "comments": ["Here is a comment", "Here is another comment"], "stakeholder_id": "91c51259-87a0-42bc-b8c7-cf99d295cc8a", "date": "2024-08-08", "new_status": "TERMINATION_VOLUNTARY_GOOD_CAUSE" } ] }