\IfFormatAtLeastTF{2025-06-01}{\DocumentMetadata{lang=en-US,pdfversion=2.0,tagging=on}}{} \documentclass[11pt]{amsart} \usepackage[T1]{fontenc} \IfFileExists{lmodern.sty}{\usepackage{lmodern}}{\PassOptionsToPackage{expansion=false}{microtype}} \usepackage{amsmath,amssymb,amsthm,mathtools} \usepackage{etoolbox} \usepackage[letterpaper,textwidth=5.6in,textheight=\textheight,hmarginratio=1:1]{geometry} \usepackage[nopatch=footnote]{microtype} \usepackage{xcolor} \usepackage[colorlinks=true,linkcolor=blue,citecolor=blue,urlcolor=blue]{hyperref} \newif\ifanonymous \anonymousfalse \ifanonymous \newcommand{\paperauthor}{Anonymous} \else \input{coderepo.tex} \newcommand{\paperauthor}{\paperauthorname} \fi \hypersetup{pdftitle={A simple unital C*-algebra that is not K_1-injective},pdfauthor={\paperauthor},pdfsubject={K_1-injectivity, simple C*-algebras, Problem LIX of Schafhauser-Tikuisis-White},pdfkeywords={K_1-injectivity, simple C*-algebras, AH algebras, Murray-von Neumann equivalence, Wu formula, Steenrod squares}} \newcommand{\doi}[1]{\href{https://doi.org/#1}{\nolinkurl{doi:#1}}} % Machine-readable source metadata attaching a printed statement to an % accompanying Lean~4 declaration. The macro is intentionally invisible in % the PDF; the web edition and audit scripts consume its two arguments. % Each \leanverified marker identifies a selected printed statement and a Lean % declaration intended to prove it. The markers do not assert line-by-line % verification of the prose or complete sentence-census coverage of the % manuscript. \newcommand{\leanverified}[2]{\ignorespaces} \allowdisplaybreaks \raggedbottom \emergencystretch=1.5em \newtheorem{theorem}{Theorem}[section] \newtheorem{proposition}[theorem]{Proposition} \newtheorem{lemma}[theorem]{Lemma} \newtheorem{corollary}[theorem]{Corollary} \theoremstyle{plain} \newtheorem{mainthm}{Theorem} \renewcommand{\themainthm}{\Alph{mainthm}} \theoremstyle{definition} \newtheorem{remark}[theorem]{Remark} \newcommand{\F}{\mathbb F} \newcommand{\C}{\mathbb C} \newcommand{\R}{\mathbb R} \newcommand{\CP}{\mathbb{CP}} \newcommand{\U}{\operatorname{U}} \newcommand{\Uz}{\operatorname{U}_0} \newcommand{\Sq}{\operatorname{Sq}} \newcommand{\rank}{\operatorname{rank}} \newcommand{\tr}{\operatorname{tr}} \title{A simple unital C*-algebra that is not $K_1$-injective} \author{\paperauthor} \date{10 September 2026} \begin{document} \begin{abstract} We answer a question that Blackadar's book records as open and that Schafhauser, Tikuisis and White pose as Problem LIX of their list: there is a unital simple separable C*-algebra $A$ and a unitary $v \in \U(A)$ with $v \notin \Uz(A)$ and $\operatorname{diag}(v,1) \in \Uz(M_2(A))$, so the canonical map $\U(A)/\Uz(A) \to K_1(A)$ is not injective. The algebra is an inductive limit of homogeneous algebras over products of a sphere with complex projective spaces, with twisted point evaluations as connecting maps. The unitary $v$ comes from the nonzero element of $\pi_4(\U(2)) \cong \mathbb Z/2$, and the proof that $v$ is not null-homotopic in $A$ reduces to the non-isomorphism of two vector bundles of the same rank, which we prove by computing the top mod-2 Chern class of a mapping torus in two ways. The proof is formalised in Lean~4. \end{abstract} \maketitle \section{Introduction} \label{sec:intro} A unital C*-algebra $A$ is \emph{$K_1$-injective} when the canonical map \[ \kappa_A \colon \U(A)/\Uz(A) \longrightarrow K_1(A) \] is injective, where $\Uz(A)$ is the connected component of the identity in the unitary group $\U(A)$. Since $K_1(A)$ is the direct limit of the groups $\U(M_n(A))/\Uz(M_n(A))$ along $u \mapsto \operatorname{diag}(u,1)$, the map $\kappa_A$ is injective when every unitary $v \in \U(A)$ with $\operatorname{diag}(v,1,\dots,1) \in \Uz(M_n(A))$ for some $n$ already lies in $\Uz(A)$. Blackadar \cite[8.1.2(d)]{Bl} gives the classical example of a nonsimple algebra for which injectivity fails, resting on a theorem of Araki, James and Thomas \cite{AJT}: for $A = C(\U(2) \times \U(2), M_2)$ and the two coordinate unitaries $u$ and $v$, the products $uv$ and $vu$ lie in different components of $\U(A)$, while $\operatorname{diag}(uv,1)$ and $\operatorname{diag}(vu,1)$ lie in the same component of $\U(M_2(A))$. For simple algebras the map is injective in several large classes: purely infinite simple algebras \cite{Cu}, algebras of stable rank one \cite{Ri}, algebras of real rank zero \cite{Li}, and $\mathcal Z$-stable algebras \cite{Ji}. Blackadar wrote in 1998 that for simple unital $A$ the map is expected to be an isomorphism, ``although this remains an open problem'' \cite[\S 8.1]{Bl}. Villadsen \cite{Vi02} then showed that surjectivity can fail for simple separable unital nuclear algebras. Schafhauser, Tikuisis and White record injectivity as the open direction and pose it as Problem LIX of their list \cite{STW}: is every unital simple C*-algebra $K_1$-injective? The answer is no. \begin{mainthm} \label{thm:main} There is a unital simple separable C*-algebra $A$ that is not $K_1$-injective. Explicitly, there is a unitary $v \in \U(A)$ with $v \notin \Uz(A)$ and $\operatorname{diag}(v,1) \in \Uz(M_2(A))$. \leanverified{thm:main}{GroupApproximation.NinetyNineProblems.not\_problemLIX} \leanverified{thm:main-separable}{GroupApproximation.NinetyNineProblems.exists\_separable\_simple\_unital\_not\_k1Inj} \leanverified{thm:main-stage-two}{ProblemLIX.exists\_separable\_simple\_stage\_two\_witness} \end{mainthm} The algebra $A$ is an inductive limit of homogeneous algebras over the spaces $S^4 \times \prod_{i m$. The Wu formula \cite[Problem 8-A]{MS}, applied to the realification of $W$, gives for the mod-2 Chern classes \[ \Sq^{2i}\gamma_{i+1}(W) \;=\; \sum_{j=0}^{i} \gamma_{i-j}(W)\,\gamma_{i+1+j}(W). \] Take the $tx$-component of both sides. Since $\Sq^{n}t = \Sq^{n}x = 0$ for $n > 0$, the Cartan formula gives $\Sq^{n}(tx\,c) = tx\,\Sq^{n}c$, and $\Sq^{2i}b_{i+1} = 0$ because $b_{i+1}$ has degree $2i-4 < 2i$. So the $tx$-component of the right side vanishes: \[ \sum_{j=0}^{i} \bigl(a_{i-j}\,b_{i+1+j} + b_{i-j}\,a_{i+1+j}\bigr) \;=\; 0, \qquad\text{that is,}\qquad \sum_{q+k = 2i+1} a_q\,b_k \;=\; 0 . \] By strong induction on odd $k$, $b_k = 0$: in the relation with $2i+1 = k$, the term $q = 0$ is $b_k$, the terms with odd $q$ vanish because $a_q = 0$, and the terms with even $q \geq 2$ have $k - q$ odd and smaller, so they vanish by induction. Finally $r = m+3$ is odd, so $\gamma_r(W) = a_r + tx\,b_r = 0$, since $a_r = 0$ as $r > m$ and $b_r = 0$ as $r$ is odd. \subsection{Conclusion} Step~D applies to $W_g$, which restricts to $V$ on a slice, and gives $\gamma_r(W_g) = 0$, while Step~C gives $\gamma_r(W_g) \neq 0$. So no unitary $g$ as in Step~A exists, and $F \oplus H$ and $\mathbf 1^2 \oplus H$ are not isomorphic. This proves Lemma~\ref{lem:two}. \section{Three lemmas used in Step C} \label{sec:stepc} Throughout this section $E = W_g$ is the rank-$r$ bundle of Step~B over the $2r$-manifold $N$, $\pi \colon E \to N$ is the projection, $U$ is its Thom class, $\sigma$ is the section of Step~C and $z$ is its zero. The Thom class is constructed on the projective completion $P(E \oplus \mathbf 1)$: by the Leray--Hirsch theorem, $H^{*}(P(E \oplus \mathbf 1))$ is a free module over $H^{*}(N)$ with basis $1, \xi, \dots, \xi^{r}$, where $\xi$ is the mod-2 Chern class of the tautological line bundle, and $U$ is the class whose Leray--Hirsch coordinates are $(\gamma_r, \gamma_{r-1}, \dots, \gamma_1, 1)$. The total space $E$ sits in $P(E \oplus \mathbf 1)$ as the affine chart, the complement of $P(E)$, and $\xi$ restricts to zero on it. \begin{lemma}[Gysin identity] \label{lem:hclass} The image of $U$ under $H^{2r}(E, E \setminus 0) \to H^{2r}(E)$ is $\pi^{*}\gamma_r(E)$. \leanverified{sec:hclass}{GroupApproximation.CharClass.lixHclass} \end{lemma} \begin{proof} The image of $U$ in $H^{2r}(P(E \oplus \mathbf 1))$ is $\sum_{i=0}^{r} \pi^{*}(\gamma_{r-i}) \smile \xi^{i}$. Restricting to the affine chart $E$ kills $\xi$, so only the term $i = 0$ survives, and it is $\pi^{*}\gamma_r$. \end{proof} \begin{lemma} \label{lem:hres} Let $B$ be a trivialising open neighbourhood of $z$ in $N$. The restriction \[ H^{2r}(E,\,E \setminus 0) \longrightarrow H^{2r}\bigl(E|_B,\,E|_B \setminus 0\bigr) \] is injective. \leanverified{sec:hres}{GroupApproximation.CharClass.injective\_lixRes} \end{lemma} \begin{proof} The Thom isomorphism identifies $H^{2r}(E, E \setminus 0)$ with $H^0(N)$, which is one-dimensional because $N$ is connected, with generator $U$. So it suffices to show that $U$ restricts to a nonzero class over $B$. Since $z \in B$, restriction to the fibre over $z$ factors through restriction over $B$, so it suffices that $U$ restricts to a nonzero class over the point $z$. Leray--Hirsch coordinates restrict coordinatewise, and the last coordinate of $U$ is $1 \in H^0(N)$, which restricts to $1 \in H^0(\{z\}) \neq 0$. \end{proof} \begin{lemma} \label{lem:hsq} Let $\phi$ be a chart of $N$ at $z$ in which $\sigma$ is a local homeomorphism onto a neighbourhood of the origin in $\C^r$. The class $\sigma^{*}U \in H^{2r}(N, N \setminus z)$, read in the chart $\phi$, agrees with the restriction of $U$ to the fibre $(E_z, E_z \setminus 0)$, read in a trivialisation of $E$ near $z$. In particular $\sigma^{*}U$ generates $H^{2r}(N, N \setminus z) \cong \F_2$. \leanverified{sec:hsq}{GroupApproximation.CharClass.lixHsq} \end{lemma} \begin{proof} Both sides are pullbacks of $U$ along maps of pairs into $(E, E \setminus 0)$, but reading $\sigma^{*}U$ in the chart involves the inverse of an excision isomorphism; composing both sides with the excision removes it. We then restrict to a small neighbourhood of $z$ on which the chart reads the section. What remains are two pullbacks along explicit maps of pairs: on one side a point goes to the value of the section at its chart image, on the other to the point of the fibre over $z$ with the given coordinates. These maps are homotopic through maps of pairs, up to composing one of them with a real-linear automorphism of $\C^{r} = \R^{2r}$ coming from the derivative of the section at $z$; the automorphism is real-linear because the identification of the tangent space with $\C^r$ comes from the real dimension count $6 + 2m = 2r$. The relative cohomology groups involved, that of the punctured neighbourhood and that of $(\C^r, \C^r \setminus 0)$, are one-dimensional over $\F_2$, so any two isomorphisms between them coincide. Hence the homotopy can be replaced by its two ends and the automorphism induces the identity, and the two pullbacks agree. The second statement follows from Lemma~\ref{lem:hres}. \end{proof} \section*{Provenance} The problem was solved by Astra, using a custom proof tool. The prose of this paper was written by Claude Fable 5.1 (Anthropic). 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