# Case documents quick reference — ECCC

This is a quick-reference table of the principal documents in each ECCC case. All entries are sourced from the official *Guide to the ECCC, Volume 2: Jurisprudence*, "Frequently cited authorities" table — the Court's own consolidated reference list. Use this table to identify a document; verify the document itself through the workflow in `verification-workflow.md` before citing in any output.

## Foundational instruments

| Instrument | Reference |
|---|---|
| UN-RGC Agreement | 6 June 2003 (signed); entered into force 29 April 2005; 2329 U.N.T.S. 117 |
| Addendum to the UN-RGC Agreement | Entered into force December 2021; residual phase commenced 1 January 2023 |
| ECCC Law | NS/RKM/1004/006 (as amended 27 October 2004; original NS/RKM/0801/12 of 10 August 2001) |
| Internal Rules | Rev. 10 (27 October 2022) — current; ten revisions in total since 2007 |

## Practice Directions

| Practice Direction | Reference |
|---|---|
| Filing of Documents | ECCC/01/2007/Rev. 8 (7 March 2012) |
| Victim Participation | 02/2007/Rev. 1 (27 October 2008) |
| Protective Measures | ECCC/03/2007/Rev. 1 (29 April 2008) |

## Case 001 — KAING Guek Eav alias Duch

Case File Number: `001/18-07-2007/ECCC/[Chamber]`. Status: closed (Supreme Court Chamber final 3 February 2012). Duch died in 2020.

| Document | Number | Date |
|---|---|---|
| Closing Order indicting Duch | D99 | 8 August 2008 |
| PTC Decision on Appeal against Closing Order | D99/3/42 | 5 December 2008 |
| Trial Chamber Judgment | E188 | 26 July 2010 (the Guide records "26 July 2007" — this is a typographical error in the Guide; the verdict is 26 July 2010 and SCC re-sentenced to life imprisonment on 3 February 2012) |
| Supreme Court Chamber Appeal Judgment | F28 | 3 February 2012 |

## Case 002 — NUON Chea, KHIEU Samphan, IENG Sary, IENG Thirith

Case File Number: `002/19-09-2007/ECCC/[Chamber]`. Severed into Cases 002/01 and 002/02. IENG Sary deceased 2013; IENG Thirith found unfit to stand trial 2012, deceased 2015.

| Document | Number | Date |
|---|---|---|
| Case 002 Closing Order | D427 | 15 September 2010 |
| PTC Decision on KHIEU Samphan's Appeal against the Closing Order | D427/4/15 | 21 January 2011 |
| PTC Decision on Appeals by NUON Chea and IENG Thirith against the Closing Order | D427/2/15 and D427/3/15 | 15 February 2011 |
| PTC Decision on IENG Sary's Appeal against the Closing Order | D427/1/30 | 11 April 2011 |

### Case 002/01

Scope: crimes against humanity during the course of the movement of population (phases 1 and 2) and at Toul Po Chrey. Accused: NUON Chea, KHIEU Samphan.

| Document | Number | Date |
|---|---|---|
| Trial Chamber Judgment | E313 | 7 August 2014 |
| Supreme Court Chamber Appeal Judgment | F36 | 23 November 2016 |

### Case 002/02

Scope: genocide against the Cham and Vietnamese; forced marriage and rape in the context of forced marriage; treatment of Buddhists; treatment of former Khmer Republic officials; internal purges; four worksites (1st January Dam, Kampong Chhnang Airport, Trapeang Thma Dam, Tram Kak Cooperatives); three security centres including S-21 (Tuol Sleng) and Kraing Ta Chan; Phnom Kraol Security Centre. Accused: NUON Chea, KHIEU Samphan (NUON Chea died 4 August 2019).

| Document | Number | Date |
|---|---|---|
| Trial Chamber Judgment | E465 | 16 November 2018 |
| Supreme Court Chamber Appeal Judgment | F76 | 23 December 2022 (oral pronouncement 22 September 2022; written judgment published 23 December 2022; cite F76 with the 23 December 2022 date) |

## Case 003 — MEAS Muth

Case File Number: `003/07-09-2009/ECCC/[Chamber]`. Status: terminated by SCC 17 December 2021 for lack of definitive and enforceable indictment.

| Document | Number | Date |
|---|---|---|
| Dismissal Order (National CIJ) | D266 | 28 November 2018 |
| Closing Order — Indictment (International CIJ) | D267 | 28 November 2018 |
| PTC Considerations on Appeals against Closing Orders | D266/27 and D267/35 | 7 April 2021 |
| SCC Decision on International Co-Prosecutor's Appeal | 3/1/1/1 | 17 December 2021 |

## Case 004 — YIM Tith

Case File Number: `004/07-09-2009/ECCC/[Chamber]`. Status: terminated by SCC 28 December 2021. Originally one of three sub-cases of Case 004 (alongside Case 004/01 against IM Chaem and Case 004/02 against AO An).

| Document | Number | Date |
|---|---|---|
| Dismissal Order (National CIJ) | D381 | 28 June 2019 |
| Closing Order — Indictment (International CIJ) | D382 | 28 June 2019 |
| PTC Considerations on Appeals against Closing Orders | D381/45 and D382/43 | 17 September 2021 |
| SCC Decision on International Co-Prosecutor's Appeal | 2/1/1/1 | 28 December 2021 |

### Case 004/01 — IM Chaem

Status: jointly dismissed by the Co-Investigating Judges (the only sub-case where they reached agreement).

| Document | Number | Date |
|---|---|---|
| Closing Order (Reasons) — Dismissal Order | D308/3 | 10 July 2017 |
| PTC Considerations on the International Co-Prosecutor's Appeals | D308/3/1/20 | 28 June 2018 |

### Case 004/02 — AO An

Status: terminated by SCC 10 August 2020 for lack of definitive and enforceable indictment.

| Document | Number | Date |
|---|---|---|
| Dismissal Order (National CIJ) | D359 | 16 August 2018 |
| Closing Order — Indictment (International CIJ) | D360 | 16 August 2018 |
| PTC Considerations on Appeals against Closing Orders | D359/24 and D360/33 | 19 December 2019 |
| SCC Decision on International Co-Prosecutor's Immediate Appeal | E004/2/1/1/2 | 10 August 2020 |

## How to use this table

1. **For navigation only.** This is the "Frequently cited authorities" reference at the front of the Guide Vol 2. It tells you the document exists at the given number on the given date.
2. **For substantive citation, verify.** Before citing a paragraph or holding from any of these documents, fetch the document itself via `eccc.gov.kh` or `legal-tools.org` and verify both the proposition and the paragraph reference.
3. **For doctrinal questions, consult the Guide Vol 2.** Each chapter of the Guide cross-references these documents with footnoted paragraph anchors. For example, on personal jurisdiction the Guide cites Case 001 Appeal Judgment paras 45-79; on Case 001 Closing Order para. 129; and so on.

## Documents not in this quick reference

The "Frequently cited authorities" table covers the principal Closing Orders, Trial Judgments, and Appeal Judgments. Many other documents are cited throughout the Guide Vol 2 — interlocutory decisions, transcripts, expert reports, witness statements (the E3/[number] exhibit series). For these, work the verification ladder in `verification-workflow.md`.

## Source

*Guide to the Extraordinary Chambers in the Courts of Cambodia, Volume 2: Jurisprudence*, "Frequently cited authorities and their abbreviations" (pages immediately following the Table of Contents). Available at `https://eccc.gov.kh/sites/default/files/Guide_Vol_2_Manuscript_EN_latest.pdf`.