--- name: ciia-agreement title: Confidentiality and Invention Assignment Agreement (CIIA) description: Drafts Confidentiality and Invention Assignment Agreements (CIIAs) for U.S. companies with jurisdiction-specific invention carve-outs, DTSA whistleblower notices, and restrictive covenants. Use when drafting employee confidentiality agreements, invention assignment agreements, proprietary information agreements, or IP assignment provisions for onboarding, corporate formation, or employment contexts. author: CaseMark author_url: https://github.com/CaseMark/skills/tree/main/skills/legal/ciia-agreement license: Apache-2.0 version: 0.1.0 execution_mode: open jurisdiction: us practice: employment language: en tags: [agreement, corporate, drafting, research, transactional] --- # Confidentiality and Invention Assignment Agreement (CIIA) Drafts an enforceable CIIA protecting company IP and trade secrets while complying with state invention assignment statutes and federal trade secret law. ## Prerequisites Gather before drafting: 1. **Company info** — legal entity name, state of incorporation, address 2. **Employee/contractor info** — full name, address, role, start date 3. **Governing jurisdiction** — controls invention carve-outs, restrictive covenants, consideration requirements 4. **Company IP profile** — proprietary information types, R&D activities, industry 5. **Existing agreements** — prior NDAs, CIIAs, employment or equity agreements to reconcile 6. **Restrictive covenant preferences** — non-solicitation/non-compete desired (with jurisdiction awareness) ## Quick Start 1. Identify governing jurisdiction — this drives every downstream decision 2. Research uploaded documents for existing NDAs/CIIAs, formation docs, offer letters 3. Draft sections in order below, applying jurisdiction-specific rules 4. Attach required exhibits (Prior Inventions; CA §2870 if applicable) 5. Mark uncertain citations with [VERIFY] for attorney review ## Document Structure ### 1. Preamble and Parties - Full legal entity name, type, address - Employee full name, address - Effective date - If contractor: adjust terminology; note different enforceability standards may apply ### 2. Recitals Frame business justification — employee access to confidential information, IP creation potential, legitimate business interests. Incorporate company-specific facts from uploaded documents. ### 3. Confidential Information **Definition** — all non-public information providing competitive advantage: | Category | Examples | |---|---| | Technical/trade secrets | Formulas, algorithms, source code, processes | | Business | Strategic plans, pricing, financials, customer lists | | Product/service | Specs, designs, roadmaps, R&D | | Personnel | Compensation data, org structures | | Relationships | Customer/supplier identity, deal terms | **Standard exclusions**: publicly available (not via breach), rightfully pre-possessed, received from non-breaching third party, independently developed. **Obligations**: strict confidence, use solely for duties, no unauthorized disclosure, reasonable care standard, no copying/removal except for duties. **Duration**: trade secrets indefinite; non-trade-secret info 3–5 years post-termination. **Return/destruction**: all materials returned on termination; written certification required. For BYOD/remote: add deletion provisions for personal devices and cloud accounts. ### 4. Permitted Disclosures **DTSA Whistleblower Immunity Notice** (mandatory for agreements entered/updated after May 11, 2016): > An individual shall not be held criminally or civilly liable under any federal or state trade secret law for the disclosure of a trade secret that is made (i) in confidence to a federal, state, or local government official, either directly or indirectly, or to an attorney, and solely for the purpose of reporting or investigating a suspected violation of law; or (ii) in a complaint or other document filed in a lawsuit or other proceeding, if such filing is made under seal. Include: nothing prohibits reporting law violations to government agencies or cooperating with investigations. ### 5. Invention Assignment **Scope**: all ideas, inventions, discoveries, improvements, works, designs, processes, software, algorithms, know-how — patentable or not, sole or joint, during employment. **Assignment language**: - Present assignment ("hereby assigns") for immediate vesting - Backup "agrees to assign" for jurisdictions not recognizing present assignment of future rights - Covers inventions (a) related to company business/R&D, (b) using company resources/time/trade secrets, or (c) related to assigned work **Jurisdiction-specific invention carve-outs**: | State | Statute | Limitation | |---|---|---| | California | Labor Code §2870–2872 | Own-time/own-resources carve-out. **Must attach §2870 as exhibit.** | | Delaware | 19 Del. C. §805 | Own-time/own-resources carve-out | | Illinois | 765 ILCS 1060/2 | Own-time/own-resources carve-out | | Kansas | K.S.A. 44-130 | Own-time/own-resources carve-out | | Minnesota | Minn. Stat. §181.78 | Own-time/own-resources; must notify employee | | North Carolina | N.C.G.S. §66-57.1 | Own-time/own-resources carve-out | | Utah | Utah Code §34-39-3 | Employment inventions act limitations | | Washington | RCW 49.44.140 | Own-time/own-resources carve-out | [VERIFY] — confirm current statutory citations at time of drafting. For multi-state employers: include all applicable carve-outs or create state-specific addenda. **Prior Invention Disclosure (Exhibit A)**: employee lists pre-existing inventions related to company business; checkbox for "none to disclose"; if blank, treated as representation none exist. **Disclosure obligation**: employee promptly discloses all inventions in writing during employment regardless of believed assignability. **Cooperation**: employee assists with IP filings at company expense; post-termination includes reasonable compensation plus expenses. **Power of Attorney**: irrevocable, coupled with interest, for IP documents if employee unavailable. Limited to already-assigned IP. **Works of authorship**: designate as work-for-hire under Copyright Act; backup full assignment; moral rights waiver where permitted. ### 6. Restrictive Covenants Evaluate jurisdiction before including any restrictive covenant. | Type | Duration | Scope Guidance | |---|---|---| | Employee non-solicitation | 12 months | Limit to employees worked with/supervised | | Customer non-solicitation | 12–24 months | Limit to customers with material contact during final 12–24 months | | Non-competition | 6–12 months | Narrow scope, duration, geography | **No non-competes in CA, ND, OK** (narrow exceptions for business sales/partnership dissolution only). **Enforceability requirements**: reasonable scope/duration/geography, legitimate business interest, adequate consideration (some states require independent consideration post-hire), reformation clause (but draft reasonable — some jurisdictions void rather than reform). **Define terms precisely**: "solicit" (direct/indirect), "competitive" (by reference to actual products/services), "customers" (recency + contact based). ### 7. General Provisions | Provision | Key Points | |---|---| | Governing law | Specified state, no conflict-of-laws; verify employment context enforceability | | Forum/arbitration | Exclusive venue; if arbitration: rules (e.g., AAA Employment), location, binding | | Entire agreement | Supersedes prior IP/confidentiality agreements; carve out offer letter, handbook, equity | | Severability | Invalid provisions modified to minimum extent or severed | | Amendment | Written, signed by both parties | | Assignment | Company may assign to successors; employee may not | | Notice | Written; personal delivery, email, overnight courier, or certified mail | | Survival | Confidentiality, IP assignment, restrictive covenants survive termination | | Counterparts | Electronic signatures valid | ### 8. Acknowledgments Employee acknowledges: read and understood agreement, opportunity to consult counsel, voluntary execution, restrictions reasonable, breach causes irreparable harm (injunctive relief), receipt of DTSA notice, and (if CA) receipt of §2870 copy. ### 9. Signature Blocks and Exhibits - **Employee**: signature, printed name, date - **Company**: signature, printed name, title (officer-level), date - **Exhibit A**: Prior Inventions Disclosure - **Exhibit B** (California): Full text of Labor Code §2870 ## Pitfalls and Checks - **Jurisdiction first** — always identify governing state before drafting; it controls carve-outs, covenants, and consideration - **DTSA notice is mandatory** for agreements entered/updated after May 11, 2016 - **CA §2870 exhibit is mandatory** for California-governed agreements - **Use both assignment forms** — "hereby assigns" + "agrees to assign" for maximum enforceability - **Calibrate to role** — senior executives support broader covenants; junior employees require narrower scope - **Post-hire consideration** — verify whether jurisdiction requires independent consideration beyond continued employment - **Reconcile existing agreements** — explicitly state whether CIIA supersedes or supplements prior NDAs/CIIAs - **Mark uncertain citations** with [VERIFY] and flag for attorney review