--- name: class-certification-order title: Order Certifying Class description: Drafts a federal or state court order certifying a class action under Rule 23. Triggers when formalizing class certification after a granted motion, drafting certification orders, or preparing rulings for appellate review. Covers Rule 23(a) findings, Rule 23(b) analysis, class definition, counsel appointment under Rule 23(g), and notice provisions. author: CaseMark author_url: https://github.com/CaseMark/skills/tree/main/skills/legal/class-certification-order license: Apache-2.0 version: 0.1.0 execution_mode: open jurisdiction: us practice: litigation language: en tags: [drafting, pleading] --- # Order Certifying Class Drafts a court order certifying a class action with appellate-ready analysis and clear administration guidance. ## Prerequisites 1. **Granted certification motion** — docket number, filing date, briefing history 2. **Class definition** — proposed class, any subclasses, class period dates 3. **Evidentiary record** — declarations, expert reports, defendant records on class size and commonality 4. **Named plaintiffs** — identity, claims, adequacy showing 5. **Proposed class counsel** — firm(s), lead attorneys, Rule 23(g) qualifications 6. **Rule 23(b) basis** — (b)(1), (b)(2), or (b)(3) ## Workflow ### 1. Caption & Procedural Recitals - Standard caption per local rules: court, full case title, civil action number, title "ORDER GRANTING CLASS CERTIFICATION" - Identify motion (filing date, docket number, movant), procedural history (complaint, amendments, opposition/reply, oral argument), and record reviewed ### 2. Findings of Fact — Rule 23(a) Each factor requires specific record citations (exhibit numbers, deposition pages, expert declarations): - **Numerosity** — class size estimate with evidentiary basis; why joinder is impracticable - **Commonality** — common questions tied to defendant's conduct; identify "common contention" capable of classwide resolution per *Wal-Mart v. Dukes*, 564 U.S. 338 (2011) - **Typicality** — named plaintiffs share legal theories, facts, and injuries with the class - **Adequacy** — no conflicts, willingness to serve; counsel has experience, resources, subject-matter knowledge ### 3. Conclusions of Law **Rule 23(a):** Apply findings to each element with controlling circuit and Supreme Court authority. Key precedent: - *Wal-Mart Stores, Inc. v. Dukes*, 564 U.S. 338 (2011) — commonality rigor - *Comcast Corp. v. Behrend*, 569 U.S. 27 (2013) — damages model must match liability theory **Rule 23(b):** | Subsection | Required Showing | |---|---| | (b)(1) | Separate actions create incompatible standards or impair other members' interests | | (b)(2) | Defendant acted on grounds generally applicable; injunctive/declaratory relief appropriate | | (b)(3) | Common questions **predominate** + class action **superior**; address: (i) individual control interests, (ii) existing litigation, (iii) forum desirability, (iv) manageability | ### 4. Certification Order Block Include: - **Class certified** — precise definition using objective, administratively feasible criteria; class period; specific exclusions - **Class representatives** — named plaintiffs appointed by name - **Class counsel** — appointed pursuant to Rule 23(g) with qualifications stated ### 5. Notice & Administration (Rule 23(b)(3)) - **Form:** direct mail, email, publication, website — "best notice practicable" - **Content per Rule 23(c)(2)(B):** nature of action, class definition, claims/defenses, right to appear through counsel, right to exclude, binding effect - **Deadlines:** opt-out and objection dates - **Claims administrator:** designate if appropriate ### 6. Implementation & Signature - Order revisable before final judgment under Rule 23(c)(1)(C) - Case management schedule, class-member communication protocols, opt-out/objection procedures - Formal signature block: "IT IS SO ORDERED," date, judge name and title ## Pitfalls - **Class definition must use objective criteria** — no mini-trials for membership determination - **Rigorous analysis required** — same evidentiary rigor as merits at certification stage (*Wal-Mart*; *Comcast*) - **Ascertainability** — in circuits requiring it (e.g., Third Circuit), address whether members are identifiable through objective criteria - **Every factual finding must cite the record** — exhibit numbers, docket entries, deposition pages - **Subclasses** — apply Rule 23 analysis independently to each - **Tone** — formal judicial voice; this is a court order, not a brief - **Consistency** — uniform terminology for parties, class members, class period throughout - **Local rules** — verify caption format, e-filing requirements, signature block conventions