generated: '2026-07-18'
method: searched
probe: false
url: https://www.ascendant.world/compliance/
certifications:
  - SOC 1 Type II
  - SOC 2 Type II
  - 23 NYCRR 500
regulatory_licenses:
  - FCA Authorized Payments Institution (UK)
  - FinTRAC-registered / Retail Payments Activities Act payment services provider (Canada)
  - US state money-transmitter licenses
privacy_notices:
  - region: Canada
    url: https://www.ascendant.world/hubfs/Ascendant%20Compliance/20260408_CAD_Privacy-Policy%20WEBSITE.pdf
  - region: USA
    url: https://www.ascendant.world/hubfs/AFX-USA-Privacy-Notice_January-2022-v1.1.pdf
  - region: California
    url: https://www.ascendant.world/hubfs/AFX-California-Privacy-Notice_Feb-2017.pdf
  - region: EU
    url: https://www.ascendant.world/hubfs/PRI-09.19-EU-U.S.-Data-Privacy-Framework-Policy-APPENDIX-A-WEBSITE-2026.pdf
  - region: UK
    url: https://www.ascendant.world/hubfs/Ascendant%20Compliance/PRI-08.19%20UK%20GDPR_Privacy%20Policy%2020260408%20WEBSITE.pdf
regulatory_disclosures: https://www.ascendant.world/hubfs/Ascendant_February2026/pdfs/Master-Licensing_and_Legal_Disclosures.pdf
evidence:
  - source: https://www.ascendant.world/compliance/
    keywords: [soc 1 type ii, soc 2 type ii, nycrr 500, aml, ofac, gdpr, fca, fintrac]