aid: financial-regulation
name: Financial Regulation
description: >-
  Financial regulation is the body of laws, rules, and supervisory frameworks
  governing financial markets, banks, broker-dealers, asset managers, payment
  providers, and crypto firms. Major regulators include the U.S. SEC, FINRA,
  CFTC, OCC, FRB, FDIC, FinCEN, CFPB; the UK FCA and PRA; the EU ESMA, EBA,
  and EIOPA; and global bodies like IOSCO and the Basel Committee. Core
  frameworks include MiFID II / MiFIR, Basel III, Dodd-Frank, Sarbanes-Oxley,
  EMIR, PSD2, GDPR, AML / KYC (FATF), and FATCA / CRS reporting.
type: Index
image: https://kinlane-productions.s3.amazonaws.com/apis-json/apis-json-logo.jpg
url: >-
  https://raw.githubusercontent.com/api-evangelist/financial-regulation/refs/heads/main/apis.yml
created: '2025-01-01'
modified: '2026-04-28'
specificationVersion: '0.19'
tags:
  - Financial Regulation
  - Compliance
  - SEC
  - FINRA
  - CFTC
  - FCA
  - ESMA
  - MiFID
  - Basel
  - Dodd-Frank
  - Sarbanes-Oxley
  - AML
  - KYC
  - FATCA
apis: []
common:
  - type: Reference
    name: Wikipedia - Financial Regulation
    url: https://en.wikipedia.org/wiki/Financial_regulation
  - type: Reference
    name: U.S. Securities and Exchange Commission (SEC)
    url: https://www.sec.gov/
  - type: Reference
    name: Financial Industry Regulatory Authority (FINRA)
    url: https://www.finra.org/
  - type: Reference
    name: Commodity Futures Trading Commission (CFTC)
    url: https://www.cftc.gov/
  - type: Reference
    name: UK Financial Conduct Authority (FCA)
    url: https://www.fca.org.uk/
  - type: Reference
    name: European Securities and Markets Authority (ESMA)
    url: https://www.esma.europa.eu/
  - type: Reference
    name: Bank for International Settlements - Basel Committee
    url: https://www.bis.org/bcbs/
  - type: Reference
    name: Financial Action Task Force (FATF)
    url: https://www.fatf-gafi.org/
  - type: Reference
    name: International Organization of Securities Commissions (IOSCO)
    url: https://www.iosco.org/
maintainers:
  - FN: Kin Lane
    email: kin@apievangelist.com