generated: '2026-07-19'
method: searched
source: https://www.liquidly.com/Legal
notes: Liquidly publishes no API and no technical specification, so the usual API
  standards (OAuth2, OIDC, RFC 9457, JSON:API, pagination, idempotency) cannot be
  asserted either way. What Liquidly does publish is a financial-services regulatory
  compliance posture on its Legal / Regulatory Disclosures page, captured here.
standards:
- id: finra-broker-dealer
  conforms: true
  evidence: 'Broker-dealer services offered by Liquidly IAS, LLC, registered with FINRA;
    BrokerCheck referenced on https://www.liquidly.com/Legal'
- id: sipc-membership
  conforms: true
  evidence: Liquidly IAS, LLC is a member of SIPC per https://www.liquidly.com/Legal
- id: usa-patriot-act-cip
  conforms: true
  evidence: 'Customer Identification Program disclosure ("Important Information about
    New Account Opening Procedures") on https://www.liquidly.com/Legal'
- id: business-continuity-plan
  conforms: true
  evidence: Business Continuity Planning disclosure, reviewed annually, on https://www.liquidly.com/Legal
- id: oauth2
  conforms: false
  evidence: no published API or securitySchemes
- id: openid-connect
  conforms: false
  evidence: /.well-known/openid-configuration returns 404 on all hosts
- id: rfc9457-problem-details
  conforms: false
  evidence: no published API
- id: rfc9116-security-txt
  conforms: false
  evidence: /.well-known/security.txt returns 404 on all hosts
- id: soc2
  conforms: false
  evidence: no trust center or SOC 2 attestation published
- id: iso-27001
  conforms: false
  evidence: no trust center or ISO 27001 certification published