generated: '2026-07-21'
method: searched
probe: true
source: https://www.srsacquiom.com/security/
url: https://trust.srsacquiom.com/
security_page: https://www.srsacquiom.com/security/
certifications:
- SOC 2
- SOC 3
notes: >-
  Annual SOC 2 / SOC 3 audits performed by an independent audit firm against
  AICPA requirements, with multiple years of attestation. Audit reports are
  available for download from the SRS Acquiom Trust Center. Affiliate
  broker-dealer Acquiom Financial LLC is FINRA/SIPC regulated.
evidence:
- source: https://www.srsacquiom.com/security/
  keywords:
  - soc 2
  - soc 3
  - aicpa
  - trust center
- source: https://trust.srsacquiom.com/
  kind: trust-center