generated: '2026-08-02'
method: searched
source: https://www.trumid.com/legal-and-regulatory/
docs: https://www.trumid.com/legal-and-regulatory/
note: >-
  Trumid is a regulated U.S. broker-dealer operating an SEC-registered Alternative
  Trading System, so its published conformance posture is regulatory rather than
  developer-facing. No SOC 2 / ISO 27001 report, trust center, or security
  certification page was found on any Trumid host. Technical conformance is limited
  to FIX, which is the documented client connectivity protocol (Client Center
  publishes "FIX User Guides", though the link is not publicly resolvable and the
  guides are distributed to onboarded clients).
standards:
- id: fix-protocol
  conforms: true
  evidence: >-
    Client Center publishes FIX User Guides for onboarded clients; Trumid maintains
    the open-source node-quickfix QuickFIX binding at github.com/Trumid/node-quickfix;
    MultiLynq integration press release describes "simplifying FIX onboarding" for
    Trumid RFQ and Attributed Trading.
  public_spec: false
- id: sec-ats
  conforms: true
  evidence: 'Trumid Financial, LLC operates an Alternative Trading System (ATS)
    registered with the SEC.'
- id: finra-member
  conforms: true
  evidence: 'Trumid Financial, LLC is a FINRA member broker-dealer (FINRA BrokerCheck
    linked from the Legal & Regulatory page).'
- id: msrb-member
  conforms: true
  evidence: 'Member of the Municipal Securities Rulemaking Board (MSRB).'
- id: sipc-member
  conforms: true
  evidence: 'Member of the Securities Investor Protection Corporation (SIPC).'
- id: cftc-nfa
  conforms: true
  evidence: 'CFTC-registered Introducing Broker and NFA member, NFA ID #0502987.'
- id: gdpr
  conforms: true
  evidence: >-
    Legal & Regulatory page carries a dedicated GDPR section for EU/EEA clients
    stating the legal bases for processing personal data.
- id: oauth2
  conforms: false
  evidence: 'No public OAuth surface; no /.well-known/oauth-authorization-server.'
- id: openapi
  conforms: false
  evidence: 'No OpenAPI/Swagger document found on any Trumid host (see well-known/trumid-well-known.yml).'
- id: rfc9457-problem-details
  conforms: false
  evidence: 'No public HTTP API surface to evaluate.'
- id: rfc9116-security-txt
  conforms: false
  evidence: '/.well-known/security.txt returns 404.'
- id: a2a-agent-card
  conforms: false
  evidence: '/.well-known/agent-card.json and /.well-known/agent.json both return 404.'
- id: llms-txt
  conforms: true
  evidence: 'https://www.trumid.com/llms.txt returns 200 (Yoast SEO v28.0 generated).'