--- eip: 6466 title: SSZ receipts description: Migration of RLP receipts to SSZ author: Etan Kissling (@etan-status), Gajinder Singh (@g11tech), Vitalik Buterin (@vbuterin) discussions-to: https://ethereum-magicians.org/t/eip-6466-ssz-receipts/12884 status: Draft type: Standards Track category: Core created: 2023-02-08 requires: 658, 2718, 6404, 7495, 7668, 7702, 7916, 8016, 8116 --- ## Abstract This EIP defines a migration process of [EIP-2718](./eip-2718.md) Recursive-Length Prefix (RLP) receipts to [Simple Serialize (SSZ)](https://github.com/ethereum/consensus-specs/blob/b3e83f6691c61e5b35136000146015653b22ed38/ssz/simple-serialize.md) ## Motivation RLP receipts have a number of shortcomings: 1. **Limited proving support:** Due to receipt data being linearly hashed as part of the `receipts_root` Merkle-Patricia Trie (MPT), it is not possible to efficiently proof individual parts of receipts, such as logs. Requiring the full receipt data to be present can be prohibitive for smart contract based applications such as L2 fraud proofs or client applications verifying log data. 2. **Incomplete data:** JSON-RPC provides `from`, `gasUsed`, and `contractAddress` fields for receipts, but the on-chain receipt does not contain the required information to verify them. This EIP defines a universal receipt format based on SSZ to address these concerns. ## Specification The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 and RFC 8174. ### Existing definitions Definitions from existing specifications that are used throughout this document are replicated here for reference. | Name | SSZ equivalent | | - | - | | [`Root`](https://github.com/ethereum/consensus-specs/blob/b3e83f6691c61e5b35136000146015653b22ed38/specs/phase0/beacon-chain.md#custom-types) | `Bytes32` | | [`ExecutionAddress`](https://github.com/ethereum/consensus-specs/blob/b3e83f6691c61e5b35136000146015653b22ed38/specs/bellatrix/beacon-chain.md#custom-types) | `Bytes20` | | [`GasAmount`](./eip-6404.md#normalized-transactions) | `uint64` | ### Logs Logs are represented as an SSZ `Container`. | Name | Value | Description | | - | - | - | | `MAX_TOPICS_PER_LOG` | `4` | `LOG0` through `LOG4` opcodes allow 0-4 topics per log | ```python class Log(Container): address: ExecutionAddress topics: List[Bytes32, MAX_TOPICS_PER_LOG] data: ProgressiveByteList ``` ### Receipts New receipts use a normalized SSZ representation. ```python class Receipt(CompatibleUnion({ 0x01: BasicReceipt, 0x02: CreateReceipt, 0x03: SetCodeReceipt, })): pass ``` #### Basic receipts This receipt is emitted for these transactions: - [`RlpLegacyReplayableBasicTransaction`](./eip-6404.md#normalized-transactions) - [`RlpLegacyBasicTransaction`](./eip-6404.md#normalized-transactions) - [`RlpAccessListBasicTransaction`](./eip-6404.md#normalized-transactions) - [`RlpBasicTransaction`](./eip-6404.md#normalized-transactions) - [`RlpBlobTransaction`](./eip-6404.md#normalized-transactions) ```python class BasicReceipt( ProgressiveContainer(active_fields=[1, 1, 0, 1, 1]) ): from_: ExecutionAddress gas_used: GasAmount logs: ProgressiveList[Log] status: boolean ``` #### Create receipts This receipt is emitted for these transactions: - [`RlpLegacyReplayableCreateTransaction`](./eip-6404.md#normalized-transactions) - [`RlpLegacyCreateTransaction`](./eip-6404.md#normalized-transactions) - [`RlpAccessListCreateTransaction`](./eip-6404.md#normalized-transactions) - [`RlpCreateTransaction`](./eip-6404.md#normalized-transactions) ```python class CreateReceipt( ProgressiveContainer(active_fields=[1, 1, 1, 1, 1]) ): from_: ExecutionAddress gas_used: GasAmount contract_address: ExecutionAddress logs: ProgressiveList[Log] status: boolean ``` #### EIP-7702 set code receipts This receipt is emitted for these transactions: - [`RlpSetCodeTransaction`](./eip-6404.md#normalized-transactions) ```python class SetCodeReceipt( ProgressiveContainer(active_fields=[1, 1, 0, 1, 1, 1]) ): from_: ExecutionAddress gas_used: GasAmount logs: ProgressiveList[Log] status: boolean authorities: ProgressiveList[ExecutionAddress] ``` ### `Receipt` construction Receipts are constructed as follows. | Field | Description | | - | - | | `from` | The transaction sender's address | | `gas_used` | How much gas this individual transaction used | | `contract_address` | For transactions deploying a contract, the new contract address. Present only in `CreateReceipt` | | `logs` | Logs emitted during transaction execution | | `status` | [EIP-658](./eip-658.md) transaction status code | | `authorities` | For transactions with an authorization list, the list of [EIP-7702](./eip-7702.md) `authority` addresses. Non-successful authorizations are represented with an all-zero address | The `logs_bloom`, intermediate state `root` (Homestead scheme), and `cumulative_gas_used` (pre [EIP-8116](./eip-8116.md)) fields are not present in SSZ receipts. ### Execution block header changes The [execution block header's `receipts-root`](https://github.com/ethereum/devp2p/blob/bc76b9809a30e6dc5c8dcda996273f0f9bcf7108/caps/eth.md#block-encoding-and-validity) is transitioned from MPT to SSZ. ```python receipts = ProgressiveList[Receipt]( receipt_0, receipt_1, receipt_2, ...) block_header.receipts_root = receipts.hash_tree_root() ``` ### JSON-RPC API Transaction receipt objects in the context of the JSON-RPC API are extended to include: - `authorities`: `Array of DATA|null` - Array of `DATA` entries each containing 20 Bytes, corresponding to the receipt's `authorities` field The `logsBloom` field is no longer returned for new receipts. It continues to be returned for historical receipts conforming to earlier schemes. `from`, `gasUsed`, and `contractAddress` are already provided via JSON-RPC and are left unchanged. For `BasicReceipt` and `SetCodeReceipt`, `contractAddress` will be `null` as these receipt types do not contain the `contract_address` field. `logIndex` indicates the log index position in the individual receipt (rather than the entire block), as defined in [EIP-8116](./eip-8116.md). ### Consensus `ExecutionPayload` changes When building a consensus `ExecutionPayload`, the [`receipts_root`](https://github.com/ethereum/consensus-specs/blob/b3e83f6691c61e5b35136000146015653b22ed38/specs/deneb/beacon-chain.md#executionpayload) is now based on the `Receipt` type, changing the type of `receipts_root` from an MPT [`Hash32`](https://github.com/ethereum/consensus-specs/blob/b3e83f6691c61e5b35136000146015653b22ed38/specs/phase0/beacon-chain.md#custom-types) to an SSZ [`Root`](https://github.com/ethereum/consensus-specs/blob/b3e83f6691c61e5b35136000146015653b22ed38/specs/phase0/beacon-chain.md#custom-types). ```python class ExecutionPayload(...): ... receipts_root: Root ... class ExecutionPayloadHeader(...): ... receipts_root: Root ... ``` ```python payload_header.receipts_root = payload.receipts_root ``` ## Rationale ### Forward compatibility All receipts share the same Merkle tree shape with a stable [generalized index (gindex)](https://github.com/ethereum/consensus-specs/blob/b5c3b619887c7850a8c1d3540b471092be73ad84/ssz/merkle-proofs.md#generalized-merkle-tree-index) assigned to each field. Future transaction features can introduce additional receipt fields or drop existing fields without breaking verifiers. ### Verifier improvements Committing to `from`, `contract_address` and `authorities` in the receipt allows efficient verification without the expensive `ecrecover` mechanism. This allows future EIPs to change how these addresses are computed without breaking verifiers, e.g., when future signature schemes are introduced. ### Execution client improvements Execution Layer implementations no longer need access to the transaction and additional indices when serving receipts based on SSZ. ## Backwards Compatibility Applications that rely on the replaced MPT `receipts_root` in the block header require migration to the SSZ `receipts_root`. RLP and SSZ receipts may clash when encoded. It is essential to use only a single format within one channel. When requesting receipts by hash over the network, the block header corresponding to the containing receipts root can be consulted to identify the underlying fork. ## Security Considerations None ## Copyright Copyright and related rights waived via [CC0](../LICENSE.md).