--- name: draft-arbitration-request description: Use when asked to draft a Request for Arbitration (or Notice of Arbitration) to initiate institutional arbitration proceedings. Covers the required content under DIAC, ICC, DIFC-LCIA/LCIA, SIAC, and ICSID rules, the structure of the document, filing mechanics, service on the respondent, and critical deadlines. P0 priority — incomplete or untimely filing can waive claims or breach statute of limitations. license: MIT metadata: id: draft.arbitration-request category: draft practice_area: litigation jurisdictions: [UAE, DIFC, ADGM, KSA, LB, EG, __multi__] priority: P0 intent: [arbitration request, request for arbitration, notice of arbitration, DIAC, ICC, LCIA] related: [draft-cease-and-desist, draft-boilerplate-clauses, review-contract-general] source: Louis — HAQQ Legal AI (github.com/sboghossian/mini-claude-for-legal) version: "1.0" --- # Draft — Request for Arbitration ## When to use this Use this skill when a client wishes to initiate institutional arbitration under an arbitration clause or standalone arbitration agreement. The Request for Arbitration (RfA) — also called Notice of Arbitration under some rules — is the document that formally commences proceedings, sets the clock running on procedural timelines, and defines the scope of the dispute. **Filing deadline is paramount**: verify whether a contractual limitation period or statutory time-bar applies before drafting. In many MENA jurisdictions, limitation periods under the applicable substantive law (civil code) run in parallel with any contractual period. ## Required inputs | Input | Notes | |---|---| | Claimant(s) full legal name and address | Corporate entities: include registration number | | Respondent(s) full legal name and address | | | Arbitration agreement reference | Identify: contract name, date, clause number or standalone agreement date | | Institutional rules | DIAC / ICC / DIFC-LCIA / LCIA / SIAC / ICSID / other | | Seat of arbitration | The legal seat (lex arbitri); distinct from the physical hearing venue | | Language of arbitration | English / Arabic / bilingual | | Number of arbitrators | 1 or 3; check if prescribed by the arbitration clause | | Summary of the dispute | Chronological narrative of the facts | | Legal basis of claims | Contract breach / tort / statutory claim / treaty violation (ICSID) | | Relief sought | Specific monetary amounts; declaratory relief; injunctions; specific performance; interest; costs | | Nominated arbitrator (if required) | If the rules require nomination at filing stage | | Filing fee | Verify current fee schedule; payment evidence must accompany the filing | ## Document structure ### 1. Identification of parties ``` CLAIMANT: [Full legal name] [Registered address] [Registration No. / ID] Represented by: [Counsel name and firm, if applicable] Contact for notices: [Email and address] RESPONDENT: [Full legal name] [Registered address] ``` ### 2. Reference to the arbitration agreement Attach and quote the arbitration clause verbatim. State: - Name of the contract containing the clause (or standalone agreement). - Date of execution. - Clause or article number. - Why the dispute falls within the scope of the clause. > "The Claimant invokes the arbitration clause contained in Article [X] of the [Contract Name] dated [Date] between the Claimant and Respondent, which provides: '[verbatim text of clause]'." ### 3. Summary of the dispute Provide a concise but sufficiently detailed chronological narrative: - The commercial relationship and its background. - The key events giving rise to the dispute (with dates). - The Respondent's acts or omissions that constitute the breach (or other wrong). - How those acts/omissions caused the Claimant's loss. **At filing stage**: you need enough detail to define the dispute for jurisdictional purposes and any limitation period analysis, but the full Statement of Claim (merits brief) comes later. Do not over-commit at this stage. ### 4. Legal basis of claims State the legal framework: - Breach of contract under [governing law]: specify the articles/provisions breached. - Tort or unjust enrichment if applicable. - For ICSID: investment treaty and BIT provision invoked. ### 5. Relief sought Be specific and exhaustive here — claims not pleaded in the RfA may be barred under some rules: - **Principal sum**: state currency and amount. - **Interest**: pre-award interest from [date of breach]; post-award interest at [rate]. For KSA seat or KSA-governing-law clauses: interest framing is sensitive — use "financial compensation for delay" language tied to actual loss. - **Costs**: legal fees, expert fees, arbitration costs. - **Declaratory relief**: what declaration is sought. - **Any other relief** the tribunal deems fit (catch-all). ### 6. Arbitrator nomination (if required by the rules) For three-arbitrator tribunals, the Claimant typically nominates one co-arbitrator in the RfA. State: - Nominated arbitrator's full name. - Confirmation that the nominated arbitrator has been contacted and is available. - Brief statement of qualifications relevant to the dispute. ### 7. Procedural matters - Proposed seat (if the clause does not fix it). - Proposed language. - Proposed number of arbitrators (if not fixed). ### 8. Filing fee Attach proof of payment of the registration/filing fee. Verify the current fee schedule directly with the institution — fee schedules change. ### 9. Signature and service on Respondent - Signed by Claimant or authorized counsel. - Under most institutional rules, simultaneous service on Respondent is required — use the method specified in the arbitration clause's notice provision, or as specified in the rules. --- ## Institution-specific requirements ### DIAC (Dubai International Arbitration Centre) — Rules 2022 - File via DIAC online portal: `https://diac.ae` - Article 4, DIAC Rules 2022: identification, dispute summary, relief, copy of arbitration clause, arbitrator nomination if applicable. - Filing triggers DIAC's 30-day response window for the Respondent. - DIAC registration fee: scale based on amount in dispute (see current DIAC fee schedule). - Seat defaults to Dubai unless parties specify otherwise. ### ICC (International Chamber of Commerce) — Rules 2021 - File with ICC Secretariat (Paris or regional offices including Abu Dhabi, Singapore). - Article 4, ICC Rules 2021: identification, arbitration agreement copy, dispute description, relief, nominated arbitrator. - ICC advance on costs: paid by Claimant on filing; Respondent shares subsequently. - The ICC Secretariat scrutinizes the award — higher institutional oversight than DIAC or LCIA. - For MENA disputes: ICC has an Abu Dhabi regional office and strong regional caseload. ### DIFC-LCIA / LCIA — Rules 2020 - DIFC-LCIA merged operations into LCIA in 2021; DIFC seat is still available. - Article 1, LCIA Rules 2020: file with LCIA Registrar (London) via online portal. - Notice of Arbitration (LCIA terminology) must include: parties, dispute summary, arbitration agreement copy, relief sought. - LCIA Registration fee + hourly-rate tribunal fee structure (different from ad valorem fees used by DIAC/ICC). ### SIAC (Singapore International Arbitration Centre) — Rules 2016 (6th Ed) - Relevant for Singapore-seated MENA disputes (common in English/common-law contracts). - Notice of Arbitration filed via SIAC case management system. - Article 3, SIAC Rules: standard content plus filing fee. ### ICSID (International Centre for Settlement of Investment Disputes) - Investor-State disputes only, where host state has consented (BIT, ICSID Convention, or contract). - Request for Arbitration under Article 36, ICSID Convention: elaborate identification of the treaty and jurisdictional basis. - ICSID has strict jurisdictional requirements; deficient requests risk preliminary objections. --- ## Critical practice points ### Limitation periods — check before filing - Arbitration commences (and the limitation clock stops) on the date the RfA is received by the institution, or on service on the Respondent, depending on the rules. - UAE law (Civil Transactions Law): general 15-year limitation; specific periods for certain claims. - LB law: 10-year general commercial period; shorter for tort. - KSA: period depends on claim type; labor claims have much shorter periods. - **Verify the applicable limitation period under the governing law before finalizing the filing date.** ### Interim / emergency relief - If Claimant needs urgent interim measures (asset freeze, injunction, preservation orders), file a separate Emergency Arbitrator application simultaneously or before the main RfA. - Most modern institutional rules (DIAC 2022, ICC 2021, LCIA 2020, SIAC 2016) provide an Emergency Arbitrator mechanism. - For urgency in DIFC or ADGM, consider parallel application to the DIFC Court or ADGM Court for interim support measures. ### Confidentiality - Institutional arbitration is confidential by default under most rules; state this explicitly if confidentiality is important. - ICSID arbitrations are partially public. ### Language - For Arabic-language arbitrations (KSA, onshore UAE): Arabic RfA or bilingual; check whether the institution handles Arabic filings. - DIAC handles Arabic; ICC can but prefers English; LCIA primarily English. --- ## Common mistakes - **Vague relief statement**: failing to quantify the claim at the RfA stage can limit what the tribunal awards. - **Wrong institution named**: the arbitration clause specifies the institution — do not substitute a different one without both parties' consent. - **Failure to attach the arbitration agreement**: almost every institutional rule requires this exhibit; missing it causes the file to be returned. - **Proof of payment not attached**: filings without fee payment are not accepted. - **Service not contemporaneous**: under most rules, service on the Respondent must accompany filing; missing this step can affect the commencement date. - **Interest framing for KSA-seat cases**: interest as such may be challenged; use delay compensation language. ## Related skills - [[draft-cease-and-desist]] - [[draft-boilerplate-clauses]] - [[review-contract-general]] - [[draft-bilingual-ar-en-side-by-side]]