--- name: get-filings description: "Retrieve the filing history of a known company — every document the company has filed with its national registry, with filing_date, category, description, and a document_id you can pass to read the specific filing's content. Use when the user asks 'what did X file', 'list X's filings', 'recent filings for X', 'has X filed accounts this year', 'history of changes at X', or 'is there a charge / officer / resolution filing for X'. Returns metadata only; the actual filing bytes come from a follow-up fetch_document call. Requires a known company_id." license: Apache-2.0 compatibility: Requires the OpenRegistry MCP server (https://openregistry.sophymarine.com/mcp) metadata: categories: "Compliance, Research, Business" version: "1.0" author: sophymarine --- # Get Filings **List a company's filings. Metadata only; no document bytes fetched.** ## When to use - "What did Tesla Limited file last year?" - "Has Acme filed annual accounts since 2022?" - "List all officer-change filings for company X." - "Has X filed anything in the last 30 days?" ## When NOT to use - User wants to extract financial numbers (revenue, profit, etc.) → `get-financials` (one-shot) - User wants directors / shareholders → those have dedicated skills ## Example ``` List the last 10 filings for Tesla Limited (GB 03058989). List Acme's charge-category filings only. Has Microsoft Ltd filed any officer changes in the last 90 days? ``` ## Workflow ```text 1. If user only gave a name, run find-company first. 2. list_filings({ jurisdiction, company_id, category, limit }) - category (optional): 'accounts', 'annual-return', 'charges', 'officers', 'capital', 'insolvency', 'resolution', 'confirmation-statement', or the registry's native form code (e.g. AP01, MR01, SH01) - limit default 25; max 1000 - cursor (GB) or offset (IE) for paging beyond one page 3. Optional client-side date filter: keep filings where filing_date >= now - N days. 4. REPORT (newest first): filing_date | category | description | document_id | has_document 5. If the user wants the CONTENTS of a specific filing afterwards, follow up with: fetch_document({ jurisdiction, document_id }) (or get-financials if it's the latest accounts and the user wants the numbers extracted) ``` ## Edge cases - **`has_document: false`**: the registry indexes the filing but the body is paywalled or unavailable. Surface explicitly. - **Pagination styles differ**: GB uses opaque cursor (`next_cursor`); IE uses numeric `offset`. - **Native form codes**: many jurisdictions use raw form codes (AP01 = appointment, MR01 = mortgage, SH01 = share allotment). Passing them as `category` works. - **501**: not all jurisdictions publish a filing index — report the gap honestly. - **Silence is also a signal**: a normally-active company with zero filings in 18+ months is a yellow flag — surface it proactively when the user is building a watchlist.